Input Hypothesis
The Input Hypothesis, proposed by Stephen Krashen, claims that language is acquired when learners understand messages slightly beyond their current level. This "comprehensible input" is the only causative factor in acquisition—not grammar study, not practice, not output.
The i+1 Formula
i = current competence level +1 = input just beyond that level
Learners progress by understanding input containing structures slightly ahead of their current stage. Context, background knowledge, and extralinguistic cues help make this input comprehensible.
Core Claims
- Comprehensible input is necessary: No acquisition without understanding
- Comprehensible input is sufficient: Understanding alone causes acquisition
- Output is not necessary: Speaking is a result, not a cause, of acquisition
- Grammar instruction has limited value: Conscious learning can't become acquisition
Part of Krashen's Five Hypotheses
The Input Hypothesis is one of five interconnected hypotheses:
| Hypothesis | Claim |
|---|---|
| Acquisition-Learning | Acquisition (subconscious) and learning (conscious) are separate |
| Natural Order | Grammatical structures are acquired in a predictable sequence |
| Monitor | Conscious learning only serves as an editor, not a source |
| Input | Acquisition comes from comprehensible input (i+1) |
| Affective Filter | Anxiety, low motivation block input from reaching the LAD |
How i+1 Works
Krashen argues we acquire the next structure in the natural order by understanding messages containing it:
- Learner is at stage i
- Receives input containing i+1
- Uses context and knowledge to understand
- The Language Acquisition Device processes the input
- Learner acquires i+1 subconsciously
The exact "distance" between i and i+1 cannot be too large—input must be only slightly beyond current competence.
Classroom Implications
If the Input Hypothesis is correct:
| Do This | Avoid This |
|---|---|
| Provide abundant comprehensible input | Excessive grammar explanation |
| Use context, visuals, gestures | Forcing premature production |
| Allow a silent period | Drilling and mechanical practice |
| Lower the affective filter | High-anxiety correction |
| Read extensively | Focus on discrete grammar points |
Evidence Cited
Krashen points to:
- Children acquire L1 without instruction
- Immersion programs outperform grammar instruction
- Extensive reading produces acquisition
- Silent periods before production are natural
Criticisms
The Input Hypothesis has faced substantial criticism:
Theoretical Problems
- Unfalsifiable: i+1 is defined vaguely—can't be tested
- Acquisition vs. learning: The distinction is hard to operationalize
- No mechanism: Doesn't explain how input becomes knowledge
Empirical Challenges
- Output matters: Merrill Swain's Output Hypothesis shows production aids acquisition
- Noticing is needed: Richard Schmidt argues conscious attention is necessary
- Instruction helps: Research shows grammar teaching can accelerate acquisition
Practical Limits
- Providing perfect i+1 for every learner is unrealistic
- Some structures may need explicit attention
- Learners often want and benefit from grammar explanation
The i+1 vs. ZPD Confusion
Some have equated i+1 with Vygotsky's Zone of Proximal Development. This is incorrect—they are incommensurable constructs:
| i+1 | ZPD |
|---|---|
| Property of language | Property of the learner |
| Individual exposure | Social interaction |
| Input alone sufficient | Mediation essential |
Legacy
Despite criticisms, the Input Hypothesis transformed language teaching by:
- Emphasizing meaningful communication over drill
- Validating extensive reading
- Shifting focus from teaching to providing input
- Inspiring communicative and content-based approaches
Related Notes
- Stephen Krashen - Developer of the Input Hypothesis
- Language Acquisition Device - The innate faculty that processes input
- Nativist Theory - Theoretical foundation
- Output Hypothesis - Swain's complementary/contrasting view
- Interaction Hypothesis - Long's extension of input theory
- Natural Approach - Teaching method based on Input Hypothesis
- ZPD and i+1 - Incommensurable Constructs - Why i+1 ≠ ZPD