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Input Hypothesis

SLA

The Input Hypothesis, proposed by Stephen Krashen, claims that language is acquired when learners understand messages slightly beyond their current level. This "comprehensible input" is the only causative factor in acquisition—not grammar study, not practice, not output.

The i+1 Formula

i = current competence level +1 = input just beyond that level

Learners progress by understanding input containing structures slightly ahead of their current stage. Context, background knowledge, and extralinguistic cues help make this input comprehensible.

Core Claims

  1. Comprehensible input is necessary: No acquisition without understanding
  2. Comprehensible input is sufficient: Understanding alone causes acquisition
  3. Output is not necessary: Speaking is a result, not a cause, of acquisition
  4. Grammar instruction has limited value: Conscious learning can't become acquisition

Part of Krashen's Five Hypotheses

The Input Hypothesis is one of five interconnected hypotheses:

HypothesisClaim
Acquisition-LearningAcquisition (subconscious) and learning (conscious) are separate
Natural OrderGrammatical structures are acquired in a predictable sequence
MonitorConscious learning only serves as an editor, not a source
InputAcquisition comes from comprehensible input (i+1)
Affective FilterAnxiety, low motivation block input from reaching the LAD

How i+1 Works

Krashen argues we acquire the next structure in the natural order by understanding messages containing it:

  1. Learner is at stage i
  2. Receives input containing i+1
  3. Uses context and knowledge to understand
  4. The Language Acquisition Device processes the input
  5. Learner acquires i+1 subconsciously

The exact "distance" between i and i+1 cannot be too large—input must be only slightly beyond current competence.

Classroom Implications

If the Input Hypothesis is correct:

Do ThisAvoid This
Provide abundant comprehensible inputExcessive grammar explanation
Use context, visuals, gesturesForcing premature production
Allow a silent periodDrilling and mechanical practice
Lower the affective filterHigh-anxiety correction
Read extensivelyFocus on discrete grammar points

Evidence Cited

Krashen points to:

  • Children acquire L1 without instruction
  • Immersion programs outperform grammar instruction
  • Extensive reading produces acquisition
  • Silent periods before production are natural

Criticisms

The Input Hypothesis has faced substantial criticism:

Theoretical Problems

  • Unfalsifiable: i+1 is defined vaguely—can't be tested
  • Acquisition vs. learning: The distinction is hard to operationalize
  • No mechanism: Doesn't explain how input becomes knowledge

Empirical Challenges

  • Output matters: Merrill Swain's Output Hypothesis shows production aids acquisition
  • Noticing is needed: Richard Schmidt argues conscious attention is necessary
  • Instruction helps: Research shows grammar teaching can accelerate acquisition

Practical Limits

  • Providing perfect i+1 for every learner is unrealistic
  • Some structures may need explicit attention
  • Learners often want and benefit from grammar explanation

The i+1 vs. ZPD Confusion

Some have equated i+1 with Vygotsky's Zone of Proximal Development. This is incorrect—they are incommensurable constructs:

i+1ZPD
Property of languageProperty of the learner
Individual exposureSocial interaction
Input alone sufficientMediation essential

Legacy

Despite criticisms, the Input Hypothesis transformed language teaching by:

  • Emphasizing meaningful communication over drill
  • Validating extensive reading
  • Shifting focus from teaching to providing input
  • Inspiring communicative and content-based approaches

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